Caveat Emptor — Fiduciaries Beware New Fee Disclosure Rules
By Robert J. Rafter and Dorann J. Cafaro [Editor’s Note: In light of a recent Wall Street Journal article about service provider fee disclosure, we thought it would be helpful to post the following...
View ArticleDOL to Re-propose Fiduciary Rule ‘in Several Months’
The Department of Labor will re-propose its controversial rule to amend the definition of fiduciary under ERISA within several months, Phyllis Borzi told Advisor One on Dec. 7. Borzi indicated that DOL...
View ArticleDOL’s Billion-Dollar ROI
In a post on the DOL’s blog, EBSA’s Phyllis Borzi boasts that the agency “protected or recovered” more than $1.2 billion in FY 2012 “for workers who participate in private-sector employee benefit plans...
View ArticleSEC Seeks Information on the Impact of a New Fiduciary Rule
The SEC has published a long-awaited 72-page request for information on the costs and benefits of a uniform fiduciary standard for securities brokers and investment advisers providing investment advice...
View ArticleCaveat Emptor — Fiduciaries Beware New Fee Disclosure Rules
By Robert J. Rafter and Dorann J. Cafaro [Editor’s Note: In light of a recent Wall Street Journal article about service provider fee disclosure, we thought it would be helpful to post the following...
View ArticleDOL to Re-propose Fiduciary Rule ‘in Several Months’
The Department of Labor will re-propose its controversial rule to amend the definition of fiduciary under ERISA within several months, Phyllis Borzi told Advisor One on Dec. 7. Borzi indicated that DOL...
View ArticleDOL’s Billion-Dollar ROI
In a post on the DOL’s blog, EBSA’s Phyllis Borzi boasts that the agency “protected or recovered” more than $1.2 billion in FY 2012 “for workers who participate in private-sector employee benefit plans...
View ArticleSEC Seeks Information on the Impact of a New Fiduciary Rule
The SEC has published a long-awaited 72-page request for information on the costs and benefits of a uniform fiduciary standard for securities brokers and investment advisers providing investment advice...
View Article
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