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Caveat Emptor — Fiduciaries Beware New Fee Disclosure Rules

By Robert J. Rafter and Dorann J. Cafaro [Editor’s Note: In light of a recent Wall Street Journal article about service provider fee disclosure, we thought it would be helpful to post the following...

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DOL to Re-propose Fiduciary Rule ‘in Several Months’

The Department of Labor will re-propose its controversial rule to amend the definition of fiduciary under ERISA within several months, Phyllis Borzi told Advisor One on Dec. 7. Borzi indicated that DOL...

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DOL’s Billion-Dollar ROI

In a post on the DOL’s blog, EBSA’s Phyllis Borzi boasts that the agency “protected or recovered” more than $1.2 billion in FY 2012 “for workers who participate in private-sector employee benefit plans...

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SEC Seeks Information on the Impact of a New Fiduciary Rule

The SEC has published a long-awaited 72-page request for information on the costs and benefits of a uniform fiduciary standard for securities brokers and investment advisers providing investment advice...

View Article

Image may be NSFW.
Clik here to view.

Caveat Emptor — Fiduciaries Beware New Fee Disclosure Rules

By Robert J. Rafter and Dorann J. Cafaro [Editor’s Note: In light of a recent Wall Street Journal article about service provider fee disclosure, we thought it would be helpful to post the following...

View Article


Image may be NSFW.
Clik here to view.

DOL to Re-propose Fiduciary Rule ‘in Several Months’

The Department of Labor will re-propose its controversial rule to amend the definition of fiduciary under ERISA within several months, Phyllis Borzi told Advisor One on Dec. 7. Borzi indicated that DOL...

View Article

Image may be NSFW.
Clik here to view.

DOL’s Billion-Dollar ROI

In a post on the DOL’s blog, EBSA’s Phyllis Borzi boasts that the agency “protected or recovered” more than $1.2 billion in FY 2012 “for workers who participate in private-sector employee benefit plans...

View Article

Image may be NSFW.
Clik here to view.

SEC Seeks Information on the Impact of a New Fiduciary Rule

The SEC has published a long-awaited 72-page request for information on the costs and benefits of a uniform fiduciary standard for securities brokers and investment advisers providing investment advice...

View Article

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